BSBCOM401 (superseded)

Organise and monitor the operation of compliance management system (Superseded)

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Participant Guide

Trainer Manual

Warning!
This unit is replaced by BSBAUD412.

Unit Information about the BSBCOM401 training material in this resource

Application

This unit describes the performance outcomes, skills and knowledge required to organise and monitor the operation of a compliance program/management system established by an organisation. It has been designed to be consistent with AS 3806:2006 Compliance programs.

It applies to individuals who create solutions to a range of unpredictable problems and provide leadership and guidance to others with some limited responsibility for the output of others. Application of this unit must be consistent with the pertinent sections of relevant Australian and international standards and legislative requirements.

Unit mapping information

This unit supersedes BSBCOM401B Organise and monitor the operation of compliance management system

Licensing, legislative, regulatory or certification requirements

No licensing, legislative, regulatory or certification requirements apply to this unit at the time of publication.

Foundation skills

This unit contains foundation skills

Unit sector or competency field

Regulation, Licensing and Risk—Compliance

Prerequisite, co-requisite or interdependent assessment of units

None specified.

Assessment conditions

Assessment must be conducted in a safe environment where evidence gathered demonstrates consistent performance of typical activities experienced in the compliance field of work and include access to:

  • standards, legislation, regulations and codes of conduct relevant to job role, occupation or profession

  • organisation policies and procedures relevant to job role, occupation or profession

  • compliance program or management system

  • computer resources and business technology

  • workplace documents

  • case studies and, where possible, real situations

Assessors must satisfy NVR/AQTF assessor requirements.